Professional Regulatory

We act for individuals and organisations providing advice on regulatory compliance, investigations, and prosecutions. We have represented professionals and companies facing investigation and disciplinary proceedings in the financial, legal, and medical sectors, as well as other professions and industries.

We represent solicitors in connection with:

• SRA investigations and enquiries
• Adjudication determinations
• Conditional Practising Certificates
• The Solicitors Disciplinary Tribunal

We understand that the prospect of regulatory action can have serious implications for the survival of a business or for a professional’s practice. We recognise the investigations can be hugely disruptive and damaging to your career. Whether it’s expert guidance on a compliance matter facing you or your business, or support during a regulatory investigation, we understand the importance of receiving clear, practical, urgent advice and support, and strong representation, when it comes to defending you.

We provide advice and support in all aspects of dealings with regulators and matters brought before disciplinary hearings. Our team will work with you to assess your particular situation and give you the advice and support you need. No matter your circumstances, we will provide practical and comprehensive advice tailored to you.